Ownership Responsibility and Liability

Contents

Dam Failures and Losses

Compliance, Liability, and Negligence

Risk Management

Resources

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Are dam owners liable for failures?

Common law holds that the storage of water is a hazardous activity.

Dams are owned and operated by individuals, private and public organizations, and the government. The responsibility for maintaining a safe dam rests with the owner. A dam failure resulting in an uncontrolled release of the reservoir can have a devastating effect on persons and property downstream. Tens of thousands of public and private dam owners in the United States have exposure to liability for the water stored behind their dams. Safely maintaining a dam is a key element in preventing a failure and limiting the liability that an owner could face.

Public safety around dams is also the responsibility of the owner. Dams can create a hazardous environment and dangerous hydraulic features. Dam owners need to consider issues with accessibility by the public to the dam and the surrounding area.


 

Dam Failure

The failure of a dam has the potential for loss of life and catastrophic impact on communities, private property and public works downstream. The data shows that there are approximately 10 to 20 failures per year involving uncontrolled release of reservoirs. Failure of even small dams can result in serious injuries, fatalities, disruption of business operations, damage to critical infrastructure and other extensive property damage.

"In today’s litigious society it is safe to assume that in the case of catastrophic dam failure, extensive litigation will ensue. Any competent lawyer, representing the victims, will sue all possible wrong doers in seeking redress…including…the owners and operators of the facility, and…architects, engineers, contractors, sub-contractors, and consultants involved in the original construction and any subsequent modifications…"

– Denis Binder, Professor of Law, Chapman University


 

Loss from Failure

The cost of dam failure is difficult to assess because flooding can affect large areas, often beyond the floodplain areas where flood insurance is required. The dam owner loses a valuable asset and faces reconstruction costs and possible liability for downstream damages. Local communities may be directly impacted due to building damage, injuries, fatalities, lost water supply, damaged transportation systems and infrastructure, and lost recreational assets.


 

Compliance

Compliance with government or professional standards does not absolve an owner from liability, but it does establish a minimum standard of care to be used by owners. The extent of liability in any situation depends on the facts of the case and how those facts are interpreted by a judge or jury.

Consequently, actions that result in owner liability in one state may not result in liability in different states. In general, a dam owner is required to use “reasonable care” in the operation and maintenance of a dam and reservoir.

Strict Liability and Negligence

The extent of an owner’s liability will vary from state to state, depending on the statutes and case law precedents. The concept of strict liability imposes liability on a dam owner for damages that occur regardless of the cause of failure. The alternative theory of negligence considers the degree of care employed by the owner in constructing, operating and maintaining a dam. Historically, courts have sought to compensate those injured by a dam failure. When assessing liability, the standard of care exercised by an owner will be closely examined. The standard of care should be in proportion to the downstream hazards involved. Where the risk is great, owners must be especially cautious. In many cases, a dam regulated by the federal government or a state dam safety program must be designed to withstand an unprecedented flood or earthquake.


 

Risk Management

An essential and logical part of an organization’s management program is the control of potential losses that may arise. To manage risks, an owner can utilize a combination of standard operating procedures, employee training, regular maintenance, emergency preparedness and liability insurance.

A dam owner can take several actions to protect against financial loss. Technical guidance and information is available from your state’s Dam Safety office.

Each dam should have:

  • A state dam safety permit (if applicable).
  • An operation plan, documented regular maintenance plan and emergency action plan.
  • Documented periodic inspections.
  • Warning signs and controlled access.

 

Resources

For more information on state dam safety statutes and administrative rules, contact the following:

Association of State Dam Safety Officials
DamSafety.Org
239 S Limestone, Lexington KY
855-228-9732

Your State Dam Safety Office
Find your State Dam Safety Program by visiting DamSafety.Org/States and clicking on your state.

Your State Attorney General's Office

Your State Office of Emergency Services

ASDSO Resources

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Free Webinar
Introduction to Inspecting Dams for Owners and Operators-2013

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Sample Inspection Forms I
Sample Inspection Forms II
Sample Inspection Forms III

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Dam Emergency Intervention Toolbox (Funded by a grant to Montana and Wyoming by the FEMA National Dam Safety Program)
Dam Owner Academy: Emergency Intervention Toolbox Webinar: ON-DEMAND

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Legal Liability for Dam Failures by Professor Denis Binder (Distributed by the Association of State Dam Safety Officials)

The ASDSO website houses national guidelines on dams. Go to:
DamSafety.Org/ManualsandGuidelines

For case studies and lessons learned from historic dam failures, go to:
DamFailures.Org

For more information, videos, and tools for dam owners go to:
DamOwner.Org

Watch for training in you area sponsored by ASDSO or your State Dam Safety Office. Access your state's Dam Safety Program by clicking your state at:
DamSafety.org/States

 

DHS/FEMA Resources

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Pocket Safety Guide for Dams and Impoundments (FEMA National Dam Safety Program)

Dam Safety: An Owners Guidance Manual (FEMA National Dam Safety Program)

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Identification of Visual Dam Safety Deficiencies (FEMA Training Aids for Dam Safety [TADS])
Dam Safety Awareness (FEMA Training Aids for Dam Safety [TADS])
How to Organize a Dam Safety Program (FEMA Training Aids for Dam Safety [TADS])
How to Organize an Operation and Maintenance Program (FEMA Training Aids for Dam Safety [TADS])

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US Fish and Wildlife Service Standing Operating Procedures for Low Hazard Dams

FEMA Fact Sheet on Emergency Action Planning (FEMA National Dam Safety Program)

FEMA Fact Sheet on Emergency Operations Planning (FEMA National Dam Safety Program)

FEMA Fact Sheet on Risk Communication for Dams (FEMA National Dam Safety Program)

Emergency Action Planning for Dam Owners (FEMA 64) (FEMA National Dam Safety Program)

Emergency Action Planning  (FEMA National Dam Safety Program)

FERC Emergency Action Plan Program

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Form Fillable EAP Template

To encourage and facilitate development of EAPs at all high and significant hazard potential dams, ASDSO and the EAP Workgroup of the NDSRB have developed simple and low-cost tools for creating and implementing an EAP at their dam(s). One of the resources was a EAP fillable form template. This template can be easily edited for specific dams and the needs of local emergency management agencies.
Fact Sheet 
EAP Template
Instructions

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Simplified Inundation Mapping

In 2009, a task group under the National Dam Safety Program developed the recommendation in the methodology and fact sheet below. The recommendations are provided to assist states and dam owners in developing reduced cost Simplified Inundation Mapping (SIMS) for EAPs. They are not a substitute for engineering judgment nor do they alleviate the need to comply with state or federal regulatory requirements.
SIMS Fact Sheet
SIMS Methodology     

The Department of Homeland Security and FEMA make several publications and videos available through their websites. Visit their websites below and search "dam safety" for more information.
FEMA.gov
DHS.gov

 

Videos

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Perfect to Imperfect Dam - Maintenance (YouTube, Download)
Overtopping Failure (YouTube, Download)
Piping Failure (YouTube, Download)
Slope Failure  (Youtube, Download)
Identification of Visual Dam Safety Deficiencies
 (FEMA Training Aids for Dam Safety [TADS])


 

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